IHS
Mission & Goals: |
Groom
Skills,
Gather Evidence and
Generate Knowledge for people's health.
To Improve the
Efficacy,
Quality & Equity
of Health Systems. |
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Cause of Death |
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General design features of a verbal
autopsy system: |
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The verbal autopsy method
has been studied and applied in many parts of the world. For example the demographic
surveillance system (DSS) in Matlab, Bangladesh (Nahar et al 1985; Zimicki, 1990);
assessment of child mortality in Latin America (Puffer and Serrano, 1973); monitoring
endemic diseases in West Africa (Bradley and Gilles, 1984; Greenwood et al, 1987) in Kenya
(Omondi-Odhiambo et al, 1984), Namibia (Mobley and Ties, 1996); in Phillipines (Kalter et
al, 1990) and in India (Bang et al 1992; Awasthi and Pande, 1998). Much of the VA related
work, however, remains unpublished. For example the WHO-UNICEF (1994) memorandum on
measurement of cause-specific mortality in children cites many unpublished sources. |
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The current knowledge base
on feasibility and validity of VA is largely restricted to childhood mortality. The
WHO-UNICEF memorandum, cited above, summarizes results of validation studies and has
tabulated sensitivity and specificity of VA for detecting major causes of childhood death.
In addition, the memorandum contains expert opinion about use of VA for investigation of
causes of childhood death. This memorandum was the result of an internal consultation in
December 1992 in which experts engaged in research and implementation of VA participated.
Bang et al (1992) have used consensus development techniques to synthesize expert opinion
on diagnostic criteria for identification of causes of childhood deaths. They have
developed questionnaires incorporating local terminologies in their study area
(Gadchiroli, Maharashtra) to generate the required information by verbal autopsy to
satisfy the coding algorithm. |
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Studies about the validity
of VA in identifying causes of adult death have been undertaken recently (Garenne and
Fontaine, 1989; LSHTM, 1993). Garene and Fontaine (1989) have reported their experience in
Senegal. The London School of Hygiene and Tropical Medicine (LSHTM) workshop (1993) on
verbal autopsy tools for adult deaths was conducted on the eve of a study in sub Saharan
Africa. Proceedings of this workshop, cited above, documents a consensus of expert opinion
about VA for adult deaths. The World Bank working paper by Hayes et al. (1989), is another
summary and source of expert opinion. Chandramohan et al (1994) have published discussions
at the LSHTM verbal autopsy workshop and have summarized all VA-based studies published
upto mid-1993. Certain general design features are the key to wide applicability,
efficiency and validity of data generated by a VA based cause of death reporting system.
Over the years, some degree of consensus on major design issues has been achieved. I have
drawn upon these sources in order, to critically examine the extent to which SCD-Rural
meets the criteria of a good VA-based system. |
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The structured
questionnaires of the SCD-Rural system are systematically examined for each of the
conditions included in the non-medical list, in the light of available research results on
verbal autopsy. SCD-Rural seems to satisfy most of these criteria except that of reporting
multiple causes of death. However, assigning multiple causes of death creates problems for
aggregation and reporting of deaths by cause. Manton and Stallard (1984) analyzed multiple
cause of death patterns in the USA. Although their preferred suggestion is to use patterns
of failure as the basis of analysis, it may not be a feasible alternative considering the
small sample sizes inherent in verbal autopsy-based statistics. To the extent that certain
deaths are assigned to a combination of causes, there will be reduction in number of
deaths reported under the respective component causes (LSHTM, 1993). A compromise may be
to restrict the number of multiple causes of death to a manageable number and develop
algorithms to distribute these to their component causes. Manton and Stallards
(1984) study suggests that recording upto three multiple causes would include more than
two third of deaths. Choosing the top three most probable causes contributing to death may
help improve the accuracy of estimates and keep it manageable. |
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The trade off between the
open-ended interview and the structured questionnaire needs further elaboration. Although
an open-ended interview format allows for the pursuit of unusual diagnostic clues not
covered by a structured questionnaire, it requires more skilled interviewers. For example,
comparatively lower assignments to unknown category have been achieved with physicians
acting as interviewers (Greenwood et al 1987). Open-ended interviews and coding of cause
based on the judgment of the interviewer reduces the inter-regional and inter-temporal
comparability of cause of death statistics. |
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Since SCD-Rural satisfies
most of the general design criteria for VA, does it follow that the statistics generated
by it would automatically be valid? Not necessarily. Validity of classification of deaths
to particular causes will depend on characteristics of the cause of death per se, as also
the content of the questionnaire and algorithm used for specific disease entities the
latter two of which are discussed in the next sub section. |
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Validity of SCD-Rural disease-specific
algorithms: |
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As the WHO-UNICEF (1994)
consultation noted, VA is suitable only for causes that have clear and unambiguous set of
symptoms at the time of death. The symptoms and signs chosen to code deaths due to a
particular disease should result in most of the deaths truly due to the concerned cause to
be coded as such (sensitivity) and exclude other causes that may have related symptoms. In
addition, the choice of symptoms and signs must be parsimonious to reduce interviewer and
interviewee fatigue. At the very least, questions and coding algorithms should have face
and content validity. In other words, they should be based on expert judgment about their
usefulness in identifying and excluding specific causes. In addition, validity with
respect to a criterion will be desirable. The validity of an instrument is assessed by
comparing its result with some reference standard. Thus the choice of a reference standard
is the key to empirical validation of VA algorithms. |
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The gold standard reference
for assignment of cause of death has been the autopsy. This is not a practicable solution
to validate VA, since the later alternative to medical certification of cause of death is
considered only in areas with scarce medical facilities. Two other references have been
proposed (LSHTM, 1993) and used, namely (a) hospital diagnosis and (b) clinical diagnosis.
To validate VA with respect to hospital diagnoses, deaths in a community are coded using
the VA instrument under testing. If the deceased happened to have been hospitalized, the
medical records from hospital are retrieved. The reference cause of death is assigned on
the basis of the person's medical record in hospital. Alternatively patients discharged
from a hospital may be followed up after a lapse of time and deaths if any may be coded by
VA. The hospital-based reference diagnosis and the VA-based code are then compared.
Selection bias is a major shortcoming of hospitals based reference. The LSHTM workshop
discussed possible ways of reducing selection bias. An example of hospital diagnosis-based
reference is the study in Kenya by Snow et al (1992). In this study hospital diagnosis was
used as a reference to check validity of cause of death coded by physicians from verbal
autopsy data. On the other hand, clinical diagnosis in the community has less of a
selection bias. This would require a lot of medical manpower, which may not be available
in an area for which VA is considered. It may, however, be possible to temporarily
mobilize physicians for purposes of a validation study, since methodological lessons
learnt from it would be useful for wider application. Kalter et al (1990) used physician
diagnosis as the reference to estimate validity of different verbal autopsy based
algorithms. Zimicki (1990) compared interviews by lay reporters with in-depth interview by
physicians. |
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Sometimes empirical
validity of VA tools are assessed indirectly by checking consistency of VA-based
statistics with known epidemiological patterns. One approach has used known efficacy of
vaccination to reduce mortality due to concerned disease. Validity of a VA tool measuring
mortality due to that disease may be indirectly inferred from the time trend of estimates
generated by it and vaccination coverage. Stephens (1990) studied measles-related
morbidity and mortality data collected by nonmedical field interviewers in a rural area in
Senegal. Data on measles incidence and cause-specific mortality was aggregated by hamlets.
Stephens examined if the movement of measles epidemic from hamlet to hamlet implied by the
verbal autopsy data was consistent with known epidemiologic pattern of measles and
vaccination coverage in respective hamlets. |
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SCD-Rural algorithm
organizes all causes, at the highest level, into ten modules based on obvious
age-sex-major symptom complex. The solution to the first round of questions about
applicability of these modules leads the interviewer into the detailed questions under
that module. It will be fairly obvious to determine if the death was due to, say,
accidents and injuries (SCD module-1), maternity (module-2) or if it was of an infant less
than one year old. There is a problem about the last module on senility. There are no
further expansions of causes under senility. Criteria for inclusion under senility is that
the person was extremely old and apparently not sick? The person should be above 60 years
and none of the specific causes in SCD list be traced. The age criteria of more than 60
years would tend to put more deaths under this category. |
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SCD
(Rural) cause groups, availability of expert opinion or validity information on each cause
and concordance of SCD questions with expert opinion. |
Category1 |
Not Available |
Availability and Concordance2
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Fevers (3) |
Influenza, Typhoid |
Malaria |
Digestive disorders (6) |
Food poisoning, Peptic ulcer,
Acute abdomen |
Gastroenteritis (diarrhoea),
Cholera, Dysentery |
Coughs (5) |
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Tuberculosis of lungs,
Bronchitis, Asthma, Pneumonia, Whooping cough |
CNS disorders (3) |
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Stroke, Meningitis, Convulsions |
Diseases of the Circulatory
System (3) |
Anaemia |
Congestive heart failure,
Ischaemic heart disease |
Other clear symptoms (13) |
Cirrhosis and chronic liver
diseases, Chicken pox, Leprosy, Poliomyelitis, Mental disease, Diabetes, Hyperplasia of
prostate, Uraemia, Obstructed hernia |
Jaundice, Measles, Tetanus, Cancer |
Infant deaths (6) |
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Prematurity, Congenital
malformation, Birth injury, Respiratory infection of the new born, Cord infection
(Neonatal tetanus), Diarrhoea of the new born |
Figures in
parentheses are the number of conditions within the group. For 12 causes under Accident
and Injuries, expert opinion is not available for an individual or specific cause.
However, there is a general agreement that these causes are obvious to lay reporters and
hence verbal autopsy is considered to accurately assign deaths due to these causes. For
similar reasons, the six causes under maternal deaths is not shown. Senility and other
residual codes are not shown.
Expert opinion and SCD questions for the underlined causes
of death listed under this column do not agree. |
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The SCD structured
questions and checklist were compared with currently available expert opinion or validity
information for respective causes of death in the SCD non medical list. Altogether there
are 57 specific causes in the SCD non- medical list, excluding the residual categories.
Accidents and injuries account for 12 of these. Consensus about validity of VA to code
deaths due to accidents and injuries is quite strong, since most of these are easily
recognized by lay persons. Discussions of VA on accidents and injuries are not available
in the literature. So is the case with deaths due to maternal causes, under which SCD non
medical list contains 7 causes. Excluding these 19 causes under accidents, injuries and
maternal deaths, there are 38 specific codes in the rest of the SCD non- medical list. At
least some expert opinion or validity information is available for 24 out of these 38
causes. |
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